For risk and compliance professionals seeking to cost-effectively monitor business activities to facilitate regulatory compliance, FTI Consulting’s Compliance Monitoring Services combine deep regulatory experience with advanced technology to deliver a customized solution that reduces organizational risk.

Why FTI For Compliance Monitoring?

Technical Expertise

FTI professionals have extensive experience working with diverse data environments, including off-the-shelf and in-house enterprise platforms and applications. The team is also well-versed in efficiently navigating complex IT environments across the globe.

Legal and Regulatory Compliance Experience

Our global team is adept at designing and implementing compliance programs to adhere to specific legal or regulatory requirements, including SEC Rule 17a-4, 23 NYCRR 500, 17 CFR § 240.17a-4, DPA, GDPR, 21 CFR 202, HIPAA, PCI DSS, etc. FTI can also develop defensible documentation and have the credentials and experience to testify in court about the methods used. Our team is comprised of practitioners with a wide range of legal, privacy, security and technology certifications.

Effective Program Execution

FTI is adept at translating high-level requirements into an executable project plan and effectively manage these projects from inception through completion. No matter the type or size of the matter, we can leverage proven, out-of-the-box workflows or design custom processes to quickly and cost-effectively deliver results. We have decades of experience developing standardized processes and templates, as well as implementing best practices and documenting workflows that integrate seamlessly with the client’s business model.